Investor Rights & Obligations
This Investor Charter outlines the rights and responsibilities of investors, the obligations of Sawariya Seth FS as an AMFI Registered Mutual Fund Distributor (ARN-357570), and the grievance redressal mechanism to ensure transparency, fair practices, and investor protection.
Email: invest@sawariyasethfs.com
Phone: +919892408618
Address: 1st Floor, WeWork, Oberoi Commerz II, Off W.E. Highway, Oberoi Garden City, Goregaon East, Mumbai 63
Business Hours: Monday to Friday, 10:00 AM – 6:00 PM
1. Investor Rights
Fair Treatment: Receive fair, transparent, and ethical services from the distributor.
Information Access: Receive clear information about mutual fund schemes, risks, costs, and suitability before investing.
Reliability & Disclosure: Receive accurate and complete disclosures as required under AMFI guidelines.
Resolution Transparency: Be informed about the grievance redressal process and escalation matrix.
Complaint Resolution: Have complaints acknowledged and resolved within reasonable timelines.
Confidentiality: Expect that personal and financial information will be handled securely and confidentially.
Regulatory Protection: Be protected under applicable AMFI regulations and the AMFI Code of Conduct for Mutual Fund Distributors.
2. Investor Obligations
- Provide updated KYC and accurate personal/financial information.
- Read scheme-related documents (SID, KIM, SAI) before investing.
- Review portfolio statements and transaction confirmations regularly.
- Report discrepancies or unauthorized transactions promptly.
- Keep contact details updated for timely communication.
3. Grievance Redressal Mechanism
Investors may raise a complaint through the following escalation matrix:
| Level | Contact / Role | Channel | When to Escalate |
|---|---|---|---|
| Level 1 | Client Service / Operations Desk | Email / Phone | At first instance |
| Level 2 | Compliance Officer | Email / Phone | If not acknowledged in 2 days / not resolved in 7 days |
| Level 3 | AMC Grievance Cell | Respective AMC contact | If satisfactory action is not taken / unresolved within 30 days |
Email: invest@sawariyasethfs.com
Phone: +919892408618
4. Compliance Commitment
Sawariya Seth FS is committed to adhering to the AMFI Code of Conduct for Mutual Fund Distributors and applicable AMFI guidelines for mutual fund distribution services.
5. Disclaimer
This Investor Charter is published for investor awareness and distributor compliance. It does not constitute investment advice. Mutual fund investments are subject to market risks. Please read all scheme-related documents carefully before investing.